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  • Structure
  • Schedule
    • First Half of the Semester
      • Week 1: Introduction
      • Week 2: Business Process; Assertions
      • Week 3: Fraud, P2P Controls
      • Week 4: OTC Process, Types of Controls
      • Week 5: Inventory & Shipping Controls
      • Week 6: Invoicing & Collection Controls
      • Week 7: IT vs. SAP Controls, Security 1
    • Second Half of the Semester
      • Week 8: Security: Roles, Finance Process & Controls
      • Week 9: Security: User Management, Segregation of Duties
      • Week 10: Data, SOD/SAT Review
      • Week 11: Change Management, Development
      • Week 12: Auditing, Table Security, Risk / Control Framework
      • Week 13: SAP Futures, Special System Access (updated Nov 30)
      • Week 14: Character vs. Controls
  • Assignments
    • Exercise 1: Procure to Pay
    • Exercise 2: Order to Cash
    • Exercise 3: Journal Entries
    • Exercise 4: Segregation of Duties (SOD)
    • Final Exercise: Risk-Controls Framework
    • Extra Credit Assignment
  • Roster / Schedule / Teams
  • Webex
  • Gradebook

Auditing Controls in ERP Systems

ERP Systems

Real World Control Failure Presentations

Real World Control Failure-Morgan Stanley

November 21, 2016 by Yulun Song Leave a Comment

morgan-stanley-control-failure-yulun-song

The Volkswagen Scandal – Real World Life Failures

November 14, 2016 by Tiesha Christian Leave a Comment

the-volkswagen-emissions-scandal

Real World Control Failure – Parmalat

November 14, 2016 by Annamarie Filippone Leave a Comment

parmalat-control-failure

Real World Control Failure – Waste Management

November 7, 2016 by Seunghyun (Daniel) Min Leave a Comment

mis5121-control-failure-daniel-min

ZZZZ Best – Organized Crime

November 6, 2016 by Fred Zajac Leave a Comment

zzzz-best-control-failure

Control Failure – Target Canada

November 1, 2016 by Brou Marie Joelle Alexandra Adje Leave a Comment

target-canada-adje

UBS – Rogue Trading Scandal

October 31, 2016 by Tiesha Christian Leave a Comment

ubs-rogue-trading-scandal_tiesha_christian

Real World Control Failures Merrill Lynch

October 30, 2016 by Jaspreet K. Badesha Leave a Comment

real world control failures merrill lynch

Bernie Madoff Scandal

October 29, 2016 by Abhay V Kshirsagar Leave a Comment

bernie-madoff-scandal

The Mirant Case – A control failure

October 28, 2016 by Priya Prasad Pataskar Leave a Comment

mirant-corporate-fraud-case_priya-pataskar

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Weekly Discussions

  • Assignments (11)
  • Exams (5)
  • General (6)
  • Real World Control Failure Presentations (27)
  • Week 01: Introduction (4)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (3)
  • Week 08: Security 2, Finance 2 (2)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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