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  • Syllabus
  • Schedule
    • Monday – Friday Expectations
      • Monday: AM – Introduction
      • Monday: PM – Assertions – Business Process Controls
      • Tuesday: AM – Fraud, P2P Controls
      • Tuesday: PM – OTC Process, Types of Controls
      • Wednesday: AM – Inventory & Shipping Controls
      • Wednesday: PM – Invoicing & Collection Controls
      • Thursday: AM – IT vs. SAP Controls, Security 1
      • Thursday: PM – IT vs. SAP Controls, Security 2 / Change Management
      • Friday: AM – Auditing, Table Security, Risk / Control Framework
      • Friday: PM – Data, SOD/SAT Review
  • Assignments
    • SAP GUI Installation
    • Exercise 1: Procure to Pay
  • Roster / Schedule / Teams

Auditing Controls in ERP Systems - 2019

Auditing Controls in ERP Systems - 2019

Monday: AM – Introduction

Read the course Syllabus accessible the ‘Structure’ menu link (see top of blog)

Review the lecture slides and notes for Introduction to the Course, Business Processes, ERP Systems, Controls and SAP

Week 1 A: Accounting Introduction.

Install the SAP access software (called the GUI – Graphical User Interface) on your personal computer.

  • See ‘SAP GUI Installation’ page in the assignments tab of the course blog.

Watch this training video of SAP system basics and navigation (8 minutes):  SAP Navigation 

Daily Discussion Questions:

  1. In your own words, how would you define a control environment?
  2. Describe a real life example of a companys profitability-driven controls. What are the differences between a compliance-driven vs. a profitability driven control?

 

 

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Weekly Discussions

  • Assignments (11)
  • Exams (7)
  • General (8)
  • Real World Control Failure Presentations (3)
  • Week 01: Introduction (2)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (2)
  • Week 08: Security 2, Finance 2 (3)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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