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ERP Systems

Auditing Controls in ERP Systems - 2019

ERP Systems

MIS 5121.401 ■ Fall 2019 ■ Jim Baranello, CISM, CRISC, MBA
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Exam 2: Coming up November 11 – 13

November 3, 2020 by Jim Baranello, CISM, CRISC, MBA

A reminder that the second exam of the semester will be conducted by Blackboard and must be completed between Friday November 11 and Sunday November 13 (midnight).

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Weeks 7 – 10.  Note topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 7) may also be included on the exam.
  • Test will be conducted via Blackboard – you must complete between Friday November 11 and Sunday November 13 (midnight).
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam will be approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice)
  • Some of the questions relate to a real-world like small business case.  I’ll publish case which you can pre-read, print, etc. Tuesday prior to the exam.

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Weekly Discussions

  • Assignments (11)
  • Exams (7)
  • General (8)
  • Real World Control Failure Presentations (3)
  • Week 01: Introduction (2)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (2)
  • Week 08: Security 2, Finance 2 (3)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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