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IT Audit Process

MIS 5201.001 - Liang Yao

IT Audit Process

MIS 5201.001 ■ Fall 2019 ■ Liang Yao
  • Home
  • Instructor
  • Syllabus
  • Course Material
  • Schedule
    • First Half of the Semester
      • Week 01 – Introduce to Audit Function
      • Week 02 – Introduce to IT Audit Function
      • Week 03 – IT Risk Assessment and COSO Framework
      • Week 4: IT Controls and COBIT5
      • Week 05 – Planning IT Audits
      • Week 06 – Class Presentation I
      • Week 07 – Spring Break
    • Second Half of the Semester
      • Week 08 – Testing IT Controls
      • Week 9 – IT Controls and Business Processes
      • Week 10: Audit Reporting and Issue Tracking
      • Week 11 – Control Self-assessment and Auditing IT Service Provider
      • Week 12 – Class Presentation II
      • Week 13 – CAATs & QA & Continuous Auditing
  • Audit Project
    • Group Assignment Requirements
    • Class Presentation Requirements
  • Webex
  • Gradebook

Group Assignment Requirements

Group Assignment #1 Requirements:

  1. Read “Arther Anderson Case Study”
  2. Explain what did the firm do wrong
  3. Hints: code of ethcis and due professional care, etc.
  4. Deliverables: MS Word, 1-2 pages, double space
  5. Elect a group speaker person for class discussion

Arthur Andersen Case

Group Assignment #2 Requirements:

  1. Select a business cycle
  2. Prepare a flow chart to describe end-to-end processes supported by narratives
  3. Mark the primary and/or secondary controls on the process flow chart
  4. Elect a group speaker person for class discussion

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