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Security Architecture

MIS 5214 - Section 001 - David Lanter

Security Architecture

MIS 5214.951 ■ Spring 2024 ■ Jose Gomez
  • Homepage
  • Instructor
  • Syllabus
  • Schedule
    • First Half of the Course
      • Unit 0a – Introduction
      • Unit 0b – The Threat Environment
      • Unit 1a – System Security Plan
      • Unit 1b – Planning and Policy
      • Unit 2a – Case Study 1 – A High Performance Computing Cluster Under Attack: The Titan Incident
      • Unit 2b – Cryptography
      • Unit 3a – Secure Networks
      • Unit 3b – Firewalls, Intrusion Detection and Protection Systems
    • Second Half of the Course
      • Unit 4b – Case Study 2 Data Breach at Equifax
      • Unit 5a – Access Control
      • Unit 5b Host Hardening
      • Unit 6a Application Security
      • Unit 6b Data Protection
      • Unit 7a – Incident and Disaster Response
  • Deliverables
    • Assignments
    • Case Studies
      • Case Study 1 – A High Performance Computing Cluster Under Attack: The Titan Incident
      • Case Study 2 – Data Breach at Equifax
    • Team Project Instructions
  • Harvard Coursepack

FIPS 200 Minimum Security Requirements for Federal Information and Information Systems pp 1 through 9

January 1, 2022 by Jose Gomez 25 Comments

Filed Under: 1b - Planning and Policy Tagged With:

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Comments

  1. Chun Liu says

    February 28, 2024 at 10:16 pm

    The minimum baseline requirements described in FIPS 200 provide guidance related to minimum system considerations to ensure the protection of the confidentiality, integrity, and availability of data. The importance of policies and procedures is also noted, as they are critical to the effective implementation of an enterprise-wide information security program. Policies and procedures outline expectations and identify responsible parties, which is a good governance practice.

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  2. Yuanjun Xie says

    February 29, 2024 at 3:09 am

    Federal government recognized the importance of information security to economic thus require organizations must meet the minimum security standard by selecting the appropriate security controls and assurance requirements as described in NIST SP 800-53. There are three security control baselines, one for each system impact level: low-impact, moderate-impact, and high-impact. Organizations must include one of these three baselines when selecting an appropriate set of security controls for their information system. This document also covers 17 security-related areas, which represent a broad-based, balanced information security program that addresses the management, operational, and technical aspects of protecting federal information.
    A key takeaway is that information/information systems must be accurately classified, as this would affect the tailored security baseline controls selected – based on their designated impact levels. The fact that organizations must employ all security controls within the selected control baseline further underscores the importance of security categorization.

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  3. Guanhua Xiao says

    February 29, 2024 at 3:24 am

    The minimum security requirements for federal information and information systems are defined by the National Institute of Standards and Technology (NIST) special publication 800-53. These requirements are known as the Federal Information Systems Security Control Recommendations and provide a framework for federal agencies to select and implement security controls to meet the standards set forth in FIPS 200 Federal Minimum Security Requirements for Information and Information Systems.
    Specifically, NIST SP 800-53 is divided into three baseline safety control sets, corresponding to three different levels of system impact levels, low, medium, and high. These baseline security control sets include 106 security control items covering 13 security management and operational control families, such as awareness and training, certification, accreditation and security assessment, configuration management, continuity planning, incident response, maintenance, media protection, physical and environmental protection, planning, personnel safety, risk assessment, system and service procurement, and system and information integrity

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  4. Hongli Ma says

    February 29, 2024 at 6:29 am

    FIPS 200 summarizes 20 control families in NIST 800-53 rev 5 that entities can implement to meet minimum-security requirements:Access Control; Awareness and Training; Audit and Accountability; Certification, Accreditation, and Security Assessments; Configuration Management; Contingency Planning; Identification and Authentication; Incident Response; Maintenance; Media Protection; Physical and Environmental Protection; Planning; Program Management; Personnel Security; Personally Identifiable Information Processing and transparency; Risk Assessment; System and Services Acquisition; System Communications Protection; System and Information Integrity and Supply Chain Risk Management.

    Each control contributes to ensuring Confidentiality, Integrity, and Availability. No single control area is more important than the others. For example, Access Control is ineffective without proper training on the User Acceptance policy, and Security Awareness and Training are ineffective without correct access, authentication, and identification management.

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  5. Xiaozhi Shi says

    February 29, 2024 at 7:03 am

    FIPS 200 sets out the minimum security requirements for the selection of security controls for information and information systems and is the second of two mandatory security standards. Prior to selecting security controls, a risk-based assessment should be performed using FIPS 199 to categorize the system. After that, security controls can be selected to meet the minimum security requirements, which may include access control, auditing and accountability, physical environment protection, etc. A total of 17 security controls meet the minimum requirements.
    Each requirement is clearly outlined in this document and is used in conjunction with a number of additional documents referenced in FIPS 200 (e.g., NIST 800-53) to ensure that they complement each other, resulting in a comprehensive set of requirements applicable not only to federal information and information systems, but to all organizations.

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  6. Shuting Zhang says

    February 29, 2024 at 7:33 am

    This standard addresses the specification of minimum security requirements for federal information and information systems. This standard will promote the development, implementation, and operation of more secure information systems within the federal government by establishing minimum levels of due diligence for information security and facilitating a more consistent, comparable, and repeatable approach for selecting and specifying security controls for information systems that meet minimum security requirements. FIPS Publication 199 requires agencies to categorize their information systems as low-impact, moderate-impact, or high-impact for the security objectives of confidentiality, integrity, and availability. The minimum security requirements cover seventeen security-related areas with regard to protecting the confidentiality, integrity, and availability of federal information systems and the information processed, stored, and transmitted by those systems.

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  7. Yawen Du says

    February 29, 2024 at 8:24 am

    Minimum security requirements as defined by FIPS 200, including requirements for access control, authentication, auditing and monitoring, security assessment and authorization. For minimum security requirements for audit data, the article describes specific requirements that include the need to create, protect, and retain audit records to ensure the ability to monitor, analyze, investigate, and report on illegal or unauthorized information system activity. For user activity tracking, the requirement to ensure that the activities of individual information system users can be uniquely tracked back to those users themselves in order to hold users accountable for their actions. At the same time, I learned about the concept of an audit trail: a security control used to record and track activities and events in an information system. It helps an auditor or system administrator understand who accessed the system, what actions were performed, and the results of those actions during a specific time period. The purpose of an audit trail is to provide sufficient evidence to enable investigation and forensics in the event of a security incident or breach in the system.

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  8. Shijie Yang says

    February 29, 2024 at 8:35 am

    FIPS 200 Minimum Security Requirements for Federal Information and Information Systems indicates that the organization must meet the minimum requirements by selecting appropriate security controls and assurance requirements. Depending on the level of impact of the information system (low, medium, or high), the organization must ensure a baseline of security controls for the corresponding level (low, medium, or high) and ensure that the minimum assurance requirements are satisfactorily associated with the baseline for the corresponding level. Organization officials (e.g. CIO, authorization officer) should approve security control baseline customization activities. It ensures that a cost – and risk-based approach to security can be applied to the organization.

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  9. Haoran Wang says

    February 29, 2024 at 11:12 am

    Base on the reading,FIPS 200 specifying which federal agencies and information systems are covered by the standards.Also, Provides a high-level overview of the specific security requirements. This may include areas such as access control, identification and authentication, auditing and monitoring, incident response.FIPS 200 set-up the minimum requirements for the organizations,this is the baseline of security controls.

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  10. Shuyi Dong says

    February 29, 2024 at 2:18 pm

    The minimum security requirements set out in FIPS 200 provide clear guidance on ensuring the confidentiality, integrity and availability of data. These requirements cover access control, authentication, auditing and monitoring, as well as security assessment and authorization. In particular, in terms of security requirements for audit data, FIPS 200 clearly states the need to create, protect and retain audit logs to ensure that we are able to monitor, analyze, investigate and report any illegal or unauthorized information system activity.

    In terms of user activity tracking, FIPS 200 requires ensuring that each user activity in an information system can be uniquely traced back to the appropriate user, making each user accountable for his or her actions. This traceability not only enhances the security of the system, but also increases the accountability of users for their own behavior.

    In addition, FIPS 200 introduces the concept of an audit trail, which is a security control mechanism used to record and track activities and events in an information system. An audit trail helps an auditor or system administrator understand who accessed the system, what actions were performed, and the results of those actions during a specific time period. The purpose of this mechanism is to provide sufficient evidence for in-depth investigation and forensics in the event of a security incident or breach in the system.

    In addition to specific technical security requirements, FIPS 200 emphasizes the importance of policies and procedures. These policies and procedures not only outline expectations, but also identify responsible parties, providing a solid foundation for the effective implementation of an enterprise-wide information security program. By clarifying responsibilities and implementing effective management practices, we can better secure our information systems and ensure that data is properly protected.

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  11. Zhang Yunpeng says

    February 29, 2024 at 10:19 pm

    Recognizing the paramount importance of information security to the economy, the federal government mandates that organizations adhere to minimum security standards. This is achieved by selecting appropriate security controls and assurance requirements outlined in NIST SP 800-53. Three distinct security control baselines exist, tailored to the impact level of the system: low, moderate, and high. Organizations must incorporate one of these baselines when establishing their information system’s security controls. FIPS 200 further reinforces this by stating that organizations must meet minimum security requirements by selecting controls that align with the designated impact level of their systems. This ensures a balanced approach to information security, addressing both management, operational, and technical aspects. Organization officials, such as the CIO or authorization officer, must approve security control baseline customization activities, guaranteeing a cost-effective and risk-based security posture. In summary, the federal government requires organizations to accurately classify their information/information systems, select the appropriate security controls, and ensure compliance with minimum security standards to safeguard federal information.

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  12. Yujie Cao says

    February 29, 2024 at 10:40 pm

    FIPS 200 discusses minimum security requirements that address 17 security-related areas related to protecting federal information systems and the confidentiality, integrity, and availability of information processed, stored, and transmitted by those systems. These 17 areas fundamentally demonstrate a broad-based, balanced information security program that will help address the management, operations, and technology aspects of protecting federal information and information systems. FIPS 200 classifies the minimum security requirements for federal information and information systems and the risk-based process for selecting the security controls needed to meet the minimum requirements.
    Finally, FIPS 200 is the second standard mandated by the Information Technology Management Reform Act of 1996 (FISMA) to reduce security threats in an organizational environment.

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  13. Xuanwen Zheng says

    March 1, 2024 at 4:50 am

    Minimum security requirements for Federal Information and Information Systems, known as the Federal Information System Security Control Proposal, provides a framework for federal agencies to select and implement security controls that meet the standards set forth in the FIPS200 Federal Information and Information System Minimum Security Requirements. Specifically, the proposal is divided into three baseline safety control sets, corresponding to three different levels of system shock levels: low, moderate and high. These baseline safety control sets include 106 safety control projects covering 13 families of safety management and operational controls such as awareness and training, certification, certification and safety assessment, configuration management, continuity planning, event response, maintenance, media protection, physical and environmental protection, planning, personnel safety, risk assessment, system and service procurement, and system and information integrity.

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  14. Yiwei Hu says

    March 1, 2024 at 6:01 am

    Under FIPS 200 Minimum Security Requirements for Federal Information and Information Systems, to protect the confidentiality, integrity, and availability of Federal information systems, There are 17 minimum safety requirements. I am concerned that one of the minimum security requirements is access control. The organization must restrict authorized users’ access to information systems. The risks associated with access management arise from unauthorized access. This risk control should ensure that employees have the correct level of access. In the event of an event, the organization may be exposed to the risk of security breaches caused by abnormal events. A control incident response plan helps an organization manage security incidents. The corresponding steps are detection, assessment and response. The organization must also ensure that managers and users of the organization’s information systems are aware of security risks. So daily safety awareness training is very necessary. This control helps organizations understand the importance of security.

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  15. Zhaomeng Wang says

    March 1, 2024 at 12:24 pm

    There are three security control baselines. When conducting security control within an organization, three baselines must be the core objectives. Ensure the security of information and information systems through minimum information security requirements.

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  16. Hao Zhang says

    March 1, 2024 at 10:57 pm

    The minimum security requirements listed in FIPS 200 covers all areas of a functional organization. Each of the requirements is clearly outlined in this documentation and in conjunction with some additional documentation referenced in FIPS 200 such as NIST 800-53 to ensure the documentations complement each other to form a comprehensive set of requirements for not only the federal information and information systems but all organizations. One can also and should take advantage of such detailed requirements to better protect the confidentiality, availability, and integrity of the data.

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  17. Yue Wang says

    March 2, 2024 at 4:17 am

    The Federal Government and the Department of Commerce understand the importance of information security to the economy and therefore require organisations to meet minimum security standards by selecting appropriate security controls and assurance requirements (as described in NIST SP 800-53). There are three baselines of security controls, one corresponding to each system impact level: low impact, medium impact, and high impact. Organisations must include one of these three baselines when selecting an appropriate set of security controls for their information systems. This document also covers 17 security-related areas and represents a broad-based, balanced information security programme that addresses the managerial, operational and technical aspects of protecting federal information.

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  18. Yuming He says

    March 2, 2024 at 5:18 am

    This standard specifies the minimum security requirements for information and information systems supporting federal government enforcement agencies, as well as the risk-based process for selecting security control measures required to meet the minimum security requirements. This standard will promote the development, implementation, and operation of more secure information systems within the federal government by establishing the minimum level of due diligence for information security and promoting more consistent, comparable, and repeatable methods for selecting and specifying security control measures for information systems that meet minimum security requirements. The minimum security requirements cover 17 security related areas, which involve protecting the confidentiality, integrity, and availability of federal information systems and the information processed, stored, and transmitted by these systems.

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  19. Nana Li says

    March 2, 2024 at 5:28 am

    The minimum baseline standards described in FIPS 200 provide critical guidance for system considerations to ensure the confidentiality, integrity and availability of data. The standard also highlights the central role of policies and procedures that are key to the effective implementation of enterprise-wide information security programs. These policies and procedures not only clarify the desired objectives, but also define the relevant responsibilities and demonstrate good governance practices.

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  20. Chunqi Liu says

    March 2, 2024 at 5:53 am

    Federal government recognized the importance of information security to economic thus require organizations must meet the minimum security standard by selecting the appropriate security controls and assurance requirements as described in NIST SP 800-53. There are three security control baselines, one for each system impact level: low-impact, moderate-impact, and high-impact. Organizations must include one of these three baselines when selecting an appropriate set of security controls for their information system. This document also covers 17 security-related areas, which represent a broad-based, balanced information security program that addresses the management, operational, and technical aspects of protecting federal information.

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  21. Yi Liu says

    March 2, 2024 at 5:12 pm

    The minimum security requirements for federal information and information Systems are a set of standards developed by the United States government to ensure that the information and information systems of federal agencies are effectively protected. These requirements are specified by the Federal Information Processing Standard (FIPS) 200, which specifies minimum requirements for federal information and information systems in multiple security aspects. It includes:
    1、Confidentiality: It is required to ensure that only authorized users can access sensitive information and that encryption measures are taken to protect the confidentiality of data.
    2、Integrity: It is required to ensure that information is not modified, tampered with, or corrupted without authorization during transmission, processing, and storage.
    3、Availability: The requirement is to ensure that information and information systems are available when needed, while being able to withstand various contingencies and malicious attacks.
    4、Authentication and access control: Effective authentication and access control measures are required to ensure that only authorized users can access systems and data.
    5、Security audit and monitoring: logging, event monitoring and other measures are required to detect and respond to security incidents in a timely manner.
    6、Network security: It is required to implement network security controls, including firewalls, intrusion detection system (IDS), intrusion prevention system (IPS), etc., to prevent unauthorized access and attacks.
    7、Physical security: Requires the implementation of appropriate physical security measures to protect information systems and devices from physical threats.
    8、Disaster recovery and business continuity: A disaster recovery plan (DRP) and a business continuity plan (BCP) are required to ensure that business functions can be quickly restored in an emergency.

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  22. Haixu Yao says

    March 2, 2024 at 8:45 pm

    FIPS Publication 200 is a mandatory federal standard developed by NIST in response to FISMA. To comply with federal standards, organizations first determine the security category of their information systems according to FIPS Publication 199. FIPS 200 summarizes 20 control families in NIST 800-53 rev 5, including awareness and training; Auditing and accountability; Certification, accreditation and safety assessment; Configuration management; Contingency planning; Identification and authentication; Event response; Maintenance; Media protection; Physical and environmental protection; Planning; Project management; Personnel safety; Personally identifiable information processing and transparency; Risk assessment; Systems and services procurement; System communication protection; System and information integrity and supply chain risk management.

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  23. Yue Ma says

    March 2, 2024 at 11:39 pm

    In this reading material, the part that I’m interested in is Specifications for Minimum Security Requirements. The key point I found in this part is Risk Assessment (RA): Organizations must periodically assess the risk to organizational operations (including mission, functions, image, or reputation), organizational assets, and individuals, resulting from the operation of organizational information systems and the associated processing, storage, or transmission of organizational information.
    Risk assessments are crucial to preventing accidents in the workplace: not only can risk assessments reduce the likelihood of accidents, they also help raise awareness of hazards and minimise risk. 2. They reduce injuries and save lives: risk assessments don’t just identify hazards that create short-term risks.

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  24. Hao Li says

    March 3, 2024 at 5:03 am

    The standard will facilitate the development, implementation, and operation of more secure information systems within the Federal Government by establishing a minimum level of information security due diligence and providing a more consistent, comparable, and repeatable methodology for the selection and designation of information system security controls. A methodology for selecting and designating security controls for information systems that meet minimum security requirements. Information System Impact Levels. The Minimum Security Requirements (MSSR) cover 17 security-related areas related to the protection of the confidentiality, integrity, and availability of Federal information systems and the information processed, stored, and transmitted by those systems.

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  25. Chenhao Zhang says

    March 10, 2024 at 6:39 am

    Classification of information systems: Classification of information systems based on the sensitivity of the information and the severity of the potential impact. This helps determine which security controls are appropriate for different systems.
    Minimum Security Requirements: Lists basic security requirements that apply to all federal information systems, which may include access control, identity and authentication management, security awareness and training, auditing, and accountability.

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READINGS & CASE STUDY QUESTIONS

  • 0a – Introduction (1)
  • 0b – The Threat Environment (5)
  • 1a – System Security Plan (4)
  • 1b – Planning and Policy (4)
  • 2a – Case Study 1 (4)
  • 2b – Cryptography (4)
  • 3a – Secure Networks (5)
  • 3b – Firewalls and IDS and IPS (3)
  • 4b – Case Study 2 (4)
  • 5a – Access Control (5)
  • 5b – Host Hardening (3)
  • 6a – Application Security (4)
  • 6b – Data Protection (2)
  • 7a – Incident and Disaster Response (3)
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