• Log In
  • Skip to primary navigation
  • Skip to main content
  • Skip to primary sidebar
  • HomePage
  • About
  • Syllabus
  • Schedule
    • Monday – Friday Expectations
      • Monday: AM – Introduction
      • Monday: PM – Assertions – Business Process Controls
      • Tuesday: AM – Fraud, P2P Controls
      • Tuesday: PM – OTC Process, Types of Controls
      • Wednesday: AM – Inventory & Shipping Controls
      • Wednesday: PM – Invoicing & Collection Controls
      • Thursday: AM – IT vs. SAP Controls, Security 1
      • Thursday: PM – IT vs. SAP Controls, Security 2 / Change Management
      • Friday: AM – Auditing, Table Security, Risk / Control Framework
      • Friday: PM – Data, SOD/SAT Review
  • Assignments
    • SAP GUI Installation
    • Exercise 1: Procure to Pay
  • Roster / Schedule / Teams

Auditing Controls in ERP Systems - 2019

Auditing Controls in ERP Systems - 2019

Wednesday: AM – Inventory & Shipping Controls

SAP Logistics Execution & Warehouse Management

Read the following in textbook Auditing and GRC Automation in SAP (AGAS) by Chuprunov, Maxim

  • AGAS Chapter 5.1 (Table Controlled Application)
  • AGAS Chapter 9.4 (Controls for Stocks)

Review the lecture slides and notes Inventory & Shipping Controls

Sample SAP Audit Work Program

Video: SAP Security Concepts, Segregation of Duties, Sensitive Access & Mitigating Controls [PwC]

Daily Discussion Questions

  • As customers we experience various companys order to cash process (OTC) whenever we buy something. Which company do you believe has a great OTC process? Why?
  • Which portion of the Order to Cash (OTC) process do they see as the most vulnerable to theft, fraud or failure of some kind? Explain.

 

Primary Sidebar

Weekly Discussions

  • Assignments (11)
  • Exams (7)
  • General (8)
  • Real World Control Failure Presentations (3)
  • Week 01: Introduction (2)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (2)
  • Week 08: Security 2, Finance 2 (3)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

Copyright © 2025 · Magazine Pro Theme on Genesis Framework · WordPress · Log in