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ERP Systems

Auditing Controls in ERP Systems - 2019

ERP Systems

MIS 5121.401 ■ Fall 2019 ■ Jim Baranello, CISM, CRISC, MBA
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Student: Control Failure Presentation

October 6, 2020 by Jim Baranello, CISM, CRISC, MBA Leave a Comment

Each week as part of our learning, I’ve included at least one Real World control failure example.  Starting in Week 7 (October 17) it will be your turn to continue this learning by contributing your own video presentation of a Real World Control Failure.

You are responsible to:

  • Send me (by e-mail) proposed 2+ alternate weeks when you would like to post your presentation (by October 11).  I’ll prepare a final schedule and publish in the blog’s roster section.
  • Find a real world example of a business process control failure (vs. just a hacking control failure example).
  • Prepare a brief review of the failure.  This PowerPoint (PPT) template contains all the content components / points required in the presentation.
  • In video format, create a presentation of your review / story.  Post that video as a comment to this blog post prior to class time of your week (based on an agreed sign-up schedule).

Note: 5% of the course grade is earned by this project.  Evaluation is based on:

  1. Including the required content components
  2. Clear, concise presentation of the control failure ‘story’ and lessons learned
  3. Originality in presentation of the control failure ‘story’

 

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Weekly Discussions

  • Assignments (11)
  • Exams (7)
  • General (8)
  • Real World Control Failure Presentations (3)
  • Week 01: Introduction (2)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (2)
  • Week 08: Security 2, Finance 2 (3)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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