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  • About
  • Syllabus
  • Schedule
    • First Half of the Semester
      • Week 1: Introduction
      • Week 2: Business Process; Assertions
      • Week 3: Fraud, P2P Controls
      • Week 4: OTC Process, Types of Controls
      • Week 5: Inventory & Shipping Controls
      • Week 6: Invoicing & Collection Controls
      • Week 7: IT vs. SAP Controls, Security 1
    • Second Half of the Semester
      • Week 8: Security: Roles, Finance Process & Controls
      • Week 9: Security: User Management, Segregation of Duties
      • Week 10: Data, SOD/SAT Review
      • Week 11: Change Management, Development
      • Week 12: Auditing, Table Security, Risk / Control Framework
      • Week 13: SAP Futures, Special System Access
      • Week 14: Character vs. Controls
  • Assignments
    • SAP GUI Installation
    • Exercise 1: Procure to Pay
    • Exercise 2: Order to Cash
    • Exercise 3: Journal Entries
    • Exercise 4: Segregation of Duties (SOD)
    • Final Exercise: Risk-Controls Framework
    • Extra Credit Assignment
  • Roster / Schedule / Teams
  • Gradebook

Auditing Controls in ERP Systems - 2018

Auditing Controls in ERP Systems - 2018

About

Partnered and delivered on multi-million-dollar technology projects ensuring maximization of: productivity, quality,and profits for corporations including Bank of America and formerly MBNA. Self-directed leader who can motivate high-performance teams and cultivate partnerships with all levels of business and technology management. Trusted-advisor known for a well-rounded business perspective having practiced in the IT and business unit sides as well as operations and audit. Led Information Security and Operational Risk Teams to maximize value throughout entire system development lifecycles and translated complex risk expectations to both technical and non-technical groups. Demonstrated depth and breadth of knowledge and experience in executing risk programs and assessments (SSAE16 (SOC 1, 2, & 3 Audits) encompassing: Payment Card Industry, COSO, COBIT [Enhanced Control Framework] Controls; Basel III; SOX (302/404); Australia Privacy Compliance Framework; Dodd Frank; EU Data Protection Act, GDPR, Monetary Authority of Singapore, FFIEC, ISO 27001, ITIL and National Institute of Standards and Technology [NIST].

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Weekly Discussions

  • Assignments (11)
  • Exams (7)
  • General (5)
  • Real World Control Failure Presentations (3)
  • Week 01: Introduction (2)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (2)
  • Week 08: Security 2, Finance 2 (3)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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