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  • About
  • Syllabus
  • Schedule
    • First Half of the Semester
      • Week 1: Introduction
      • Week 2: Business Process; Assertions
      • Week 3: Fraud, P2P Controls
      • Week 4: OTC Process, Types of Controls
      • Week 5: Inventory & Shipping Controls
      • Week 6: Invoicing & Collection Controls
      • Week 7: IT vs. SAP Controls, Security 1
    • Second Half of the Semester
      • Week 8: Security: Roles, Finance Process & Controls
      • Week 9: Security: User Management, Segregation of Duties
      • Week 10: Data, SOD/SAT Review
      • Week 11: Change Management, Development
      • Week 12: Auditing, Table Security, Risk / Control Framework
      • Week 13: SAP Futures, Special System Access
      • Week 14: Character vs. Controls
  • Assignments
    • SAP GUI Installation
    • Exercise 1: Procure to Pay
    • Exercise 2: Order to Cash
    • Exercise 3: Journal Entries
    • Exercise 4: Segregation of Duties (SOD)
    • Final Exercise: Risk-Controls Framework
    • Extra Credit Assignment
  • Roster / Schedule / Teams
  • Gradebook

Auditing Controls in ERP Systems - 2018

Auditing Controls in ERP Systems - 2018

Exams

Final Exam: Take December 18

December 13, 2020 by Edward N Beaver

The final exam of the semester will be conducted by Blackboard (you should see the link when you logon to Blackboard).  The exam will be available to take during regular class time on Monday December 18.

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Week 11  through the end of the semester (topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 12)may also be included on the exam.
  • Maximum amount of time to complete the exam is 60 minutes
  • Exam is approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to this real-world like small business case.  You are invited to pre-read, print, etc. prior to the exam.

Exam 2: Case

November 8, 2020 by Edward N Beaver Leave a Comment

As discussed several of the questions on Exam 2 relate to this real-world like small business case. You are encouraged to pre-read, print, etc. this case prior to the Exam.

Exam 2: Take November 13

November 7, 2020 by Edward N Beaver

The second exam of the semester will be conducted by Blackboard at the beginning of class next week (Monday November 13).

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Weeks 7 – 10.  Note topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 7) may also be included on the exam.
  • Maximum amount of time to complete the exam is 60 minutes
  • Exam is approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to a real-world like small business case (to be published Thursday). You are invited to pre-read, print, etc. prior to the exam.

Exam 2: Coming up November 11 – 13

November 3, 2020 by Edward N Beaver

A reminder that the second exam of the semester will be conducted by Blackboard and must be completed between Friday November 11 and Sunday November 13 (midnight).

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Weeks 7 – 10.  Note topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 7) may also be included on the exam.
  • Test will be conducted via Blackboard – you must complete between Friday November 11 and Sunday November 13 (midnight).
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam will be approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice)
  • Some of the questions relate to a real-world like small business case.  I’ll publish case which you can pre-read, print, etc. Tuesday prior to the exam.

Exam 1: Case

October 5, 2020 by Edward N Beaver Leave a Comment

As discussed several of the questions on Exam 1 relate to this real-world like small business case. You are encouraged to pre-read, print, etc. prior to the Exam.

Exam 1: Take Monday October 9

October 5, 2020 by Edward N Beaver

The first exam of the semester will be conducted by Blackboard (you should see the link when you logon to Blackboard).  The exam is available to take only during the first hour of class on Monday October 9.

Some specifics:

  • Questions relate to course content (on-line and from class) through Week 5 (October 2)
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam is 21 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to this real-world like small business case.  You are invited to pre-read, print, etc. prior to the exam.

Exam 1: Coming up October 9

September 30, 2020 by Edward N Beaver

A reminder that the first exam of the semester will be conducted by Blackboard and must be completed during the beginning of class time.

Some specifics:

  • Will include course content (on-line and from class) through Week 5 (October 2)
  • Test will be conducted via Blackboard – you must complete during the first hour of class time on Monday October 9. (remainder of class will start at 6:30 pm EST)
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam will be approximately 21 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to a real-world like small business case.  I’ll publish case which you can pre-read, print, etc. Tuesday prior to the exam.

Primary Sidebar

Weekly Discussions

  • Assignments (11)
  • Exams (7)
  • General (5)
  • Real World Control Failure Presentations (3)
  • Week 01: Introduction (2)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (2)
  • Week 08: Security 2, Finance 2 (3)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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