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Protection of Information Assets

Temple University

Protection of Information Assets

MIS 5206.701 ■ Fall 2023 ■ David Lanter
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  • Instructor
  • Syllabus
  • Schedule
    • First Half of the Semester
      • Unit #1: Understanding an Organization’s Risk Environment
      • Unit #2: Case Study 1 – Snowfall and stolen laptop
      • Unit #2: Data Classification Process and Models
      • Unit #3: Risk Evaluation
      • Unit #4 Case #2: Autopsy of a Data Breach: The Target Case
      • Unit #5: Creating a Security Aware Organization
      • Unit #6: Physical and Environmental Security
    • Second Half of the Semester
      • Unit #8 Case Study 3 – A Hospital Catches the “Millennium Bug”
      • Unit #9: Business Continuity and Disaster Recovery Planning
      • Unit #10: Network Security
      • Unit #11: Cryptography, Public Key Encryption and Digital Signatures
      • Unit #12: Identity Management and Access Control
      • Unit #13: Computer Application Security
  • Deliverables
    • Weekly Deliverables
      • “In the News” Articles
      • Answers to Reading Discussion Questions
      • Comments on Reading Discussion Question and Other Students’ Answers
    • Case Studies
    • Team Project
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Question 3

October 19, 2023 by David Lanter 31 Comments

What is the relationship between business impact analysis, a disaster recovery plan and business continuity management?

Filed Under: Unit 09: Business Continuity and Disaster Recovery Tagged With:

Reader Interactions

Comments

  1. Andrew Young says

    October 19, 2023 at 12:14 pm

    These three processes and plans are all linked in that they share and assist in managing the impact of a disaster but are typically steps within a broader recovery system. In the case of impact analysis, this is a step that should be taken before a disaster even strikes. Businesses need to be aware of all possible threats and the criticality/prioritization levels of the systems that they work with. With that in mind, a continuity management plan seeks to create a plan for continuing operations during or through a disaster. These processes and plans ensure that a business can retain some level of functionality of critical systems during a major event. Disaster recovery plans, while incorporating elements of the previous two categories, also create a plan on how an organization can recover from said disaster. This includes overviews of criticality, recovery pricing, and timelines for how and when systems are able to return to their previous states

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    • Kelly Conger says

      October 24, 2023 at 6:33 pm

      Good explanation, Andrew. BIA, CMP, and DRP work together seamlessly to address disaster management. BIA identifies threats and critical systems, CMP ensures continued operations during disruptions, and DRP outlines recovery strategies, timelines, and resource allocation. These plans form a comprehensive framework for organizations to navigate disruptions effectively and ensure business continuity.

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  2. Ikenna Alajemba says

    October 19, 2023 at 11:21 pm

    The relationship between Business Impact Analysis (BIA), a Disaster Recovery Plan (DRP), and Business Continuity Management (BCM) is integral to an organization’s ability to prepare for, respond to, and recover from various disruptions, disasters, or emergencies. While BIA is the fundamental evaluation that provides an organization with information about its essential operations and recovery needs, the DRP, which concentrates on the technical aspects of recovering systems and data, is then developed using this information. The broader BCM framework, which includes organizational collaboration, communication, and numerous actions intended at guaranteeing business continuity in the face of interruptions, includes both BIA and DRP as essential elements. These components work together to form a thorough strategy for risk management and organizational resilience.

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    • Chidi Okafor says

      October 22, 2023 at 1:44 pm

      Hi Ikenna, your explanation is definitely well thought out. The three elements work collectively – While the BIA creates visibility on consequences of disruptions and recovery needs, Business Continuity Management is the overall process for ensuring business continuity through implementing the Disaster Recovery plan which is the technical aspect of recovering systems and data.

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    • Michael Obiukwu says

      October 22, 2023 at 11:43 pm

      Dear Ikenna,
      I am in total concurrence with your perspective.The symbiosis of Business Impact Analysis (BIA), Disaster Recovery Plan (DRP), and Business Continuity Management (BCM) formulates the backbone of an organization’s resilience strategy against potential disruptions, disasters, or emergencies. BIA initiates this triad by identifying the core operational requirements and recovery essentials. Based on this understanding, the DRP is crafted, focusing on the technical blueprint for system and data recovery. The overarching BCM framework encapsulates the BIA and DRP, fostering integrated organizational strategies encompassing communication, collaboration, and multifaceted actions to ensure business continuity despite interruptions. These interlaced components form a comprehensive risk management and resilience strategy, reinforcing the organization’s robustness.

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  3. Ashley A. Jones says

    October 22, 2023 at 12:21 am

    The BIA acts as the building block for the DRP. A business continuity plan (BCP) focuses on understanding the business and determining which processes are critical and elements that are needed for those critical processes, according to ISACA’s Reading 2. The BCP is more strategic and addresses remediation which can include repair to a damaged facility, disruption in the supply chain, and the flow of goods and services to customers. The focus on critical assets here is the first step in the DRP and BIA, however, the DRP is more tactical and specific to a particular event while the BIA and BCP are more encompassing of all disasters that fall under force majeure, conditional, and human disasters. Since critical business data can be found across an enterprise, all departments are typically on deck for the DRP, BIA, and BCP in order to be robust. All three require executive commitment to regularly test, validate and refresh to protect the organization against complacency.

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    • Jeffrey Sullivan says

      October 23, 2023 at 7:44 am

      Like you point out as well, the BIA is the building blocks of the DRP and the business continuity plan focuses more or less on the critical aspects of the events and what is needed to be fixed etc. the fastest to ensure business continuity happens flawlessly and that the DRP is more tactical. with that being said, I’d like to see all of this in action in a medical environment or an environment in an active humanitarian recovery zone. The teamwork that must be active in these environments must be impressive.

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      • Ashley A. Jones says

        October 24, 2023 at 10:34 am

        Good point, Jeff. This point put me on a hunt for public examples of DRPs gone right. I found this article – https://invenioit.com/continuity/4-real-life-business-continuity-examples/ that gives a few examples of business continuity plans that went semi-right (amidst a good bit of wrong in some cases). Critical sector examples are in it as well. #4 is the most interesting to me since it seems the hospital actually had the beginning of the plan down {identifying assets and vulnerabilities}, however, did not follow through on the project implementation needed to really roll out such a complex plan.

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  4. Erskine Payton says

    October 22, 2023 at 10:19 am

    The business impact analysis (BIA) coupled with testing the plan are the two components of needed in developing a disaster recovery plan (DRP). The data collected while investigating the company, Vacca calls the “building blocks of the DRP”. The BIA examines total loss to the business regardless of type of disaster. The BIA tells us what the critical business processes are, what is needed to support the technology, as well as the employees needed to recover the business and the infrastructure needed to support the business.

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  5. Chidi Okafor says

    October 22, 2023 at 1:52 pm

    A Business Impact Analysis (BIA) assesses the impact of sudden loss of business functions, mostly financial cost and identifies critical functions. This information is used to prioritize the recovery of essential functions in a disaster recovery plan. Business continuity ensures ongoing operations during a disaster, while disaster recovery focuses on restoring IT systems and data access afterward.

    The disaster recovery plan is based on BIA findings. Business continuity management (BCM) covers various aspects of risk management, including disaster recovery, crisis management, and contingency planning. The BIA provides data for the business continuity plan, a subset of BCM.

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    • Akiyah says

      October 24, 2023 at 6:59 pm

      Hi Chidiebere, I like your explanation. In addition to using the information provided to prioritize the recovery of essential functions, the BIA provides valuable insights into the Recovery Time Objectives (RTOs) for critical functions, answering the question of how quickly these functions need to be restored to minimize business impact. This critical information serves as the cornerstone for the development of a comprehensive disaster recovery plan, which outlines the specific steps, procedures, and mitigation strategies to ensure the timely restoration of IT systems and data access following a disaster.

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  6. Jeffrey Sullivan says

    October 22, 2023 at 4:23 pm

    Business impact analysis is the building block of the disaster recovery plan as it is the unbiased look at process, loss, and cost. Once that is identified then you can move forward with the disaster recovery plan. Found in the ISACA reading 2, “Business continuity and disaster recovery are so vital to business success that they no longer remain a concern of the IT department state. Business continuity must become the shared responsibility of an organization’s entire senior management from CEO to line of business executives in charge of crucial business processes. On the site attached at the bottom of answer, “Business continuity management is defined as a holistic management process that identifies potential threats to an organization and the impacts to business operations those threats, if realized, might cause, and which provides a framework for building organization resilience with the capability of an effective response that safeguards the interests of its key stakeholders, reputation, brand and value-creating activities”. BCM integrates emergency response, crisis management, disaster recovery and business continuity. I believe they all play a separate yet identical part to a business as they are all a team effort that will identify risk, costs, recovery and ultimately keep a business up and running even if it is at a site other than the original.

    What is Business Continuity Management | DRI International
    https://drii.org/what-is-business-continuity-management

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    • Michael Obiukwu says

      October 22, 2023 at 11:46 pm

      Jeff, I share in your sentiment that business continuity should be a shared responsibility of all senior management.
      Business Impact Analysis (BIA) serves as the crucial foundation of any robust Disaster Recovery Plan. It provides an impartial examination of processes, losses, and costs – a first step that informs subsequent disaster recovery strategies. As per ISACA Reading 2, business continuity and disaster recovery are integral to business success, transcending the solitary concerns of the IT department. Instead, they necessitate the collective engagement of all senior management. Business Continuity Management (BCM) is a comprehensive process that uncovers potential threats and their impacts, establishes a response framework, and ensures organizational resilience. Incorporating elements of emergency response, crisis management, disaster recovery, and business continuity, BCM is a coordinated effort aimed at maintaining business operations, regardless of the circumstances.

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  7. Marc Greenberg says

    October 22, 2023 at 4:34 pm

    The relationship between a disaster recovery plan and a business impact analysis is that the business impact analysis is conducted first before the disaster recovery plan is fully developed. IT and the information it captures and processes supports a business. The information gathered during the business impact analysis helps determine the disaster recovery plan. Together they both help identify the steps in which certain areas of the business will recover and continue to function in the event of a major disaster / major disruption. A playbook is written to determine steps taken and who does what and when.

    Business continuity management is the process of reviewing the organization’s DRP and BIA and identifying changes that should be made in response to new information and/or test outcomes.

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    • Erskine Payton says

      October 24, 2023 at 1:03 pm

      I concur with your assessment. It all goes together and one does not work without the other. The DRP does not work without the BIA and both are key in business continuity management. The first two keeps ensure the business is safe in case something happens and the business finances the creating of the BIA and then the DRP.

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    • Akintunde Akinmusire says

      October 24, 2023 at 10:08 pm

      Hi Marc,
      I also agree with you. DRP, BIA, and BCM all work hand in hand for an organization to run efficiently. BIA helps an organization to be aware of its assets while DRP is useful in planning how to recover after an incident.

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  8. Akintunde Akinmusire says

    October 22, 2023 at 5:23 pm

    BIA, DR, and BCM highly depend on each other to help an organization identify and prepare on how to recover from risks. BIA helps to identify and assess the organization’s function and the potential impacts of disruption. DR is a plan that helps an organization recover from specific disasters. BCM is the plan in place for an organization to continue its operations. BCM helps organizations respond to disruptions and recover from the disruptions while keeping the organization operational.

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    • Andrew Young says

      October 24, 2023 at 10:01 am

      I think it’s also interesting to contextualize how these systems are interlinked. I would love to know more about the general timeline for laying out these processes. What goes first? What’s the best way to go about collecting the data needed to create a DRP or BIA? The continuity plan also interests me since it seems to have been the one discussed the least in our Vacca chapters this week. What kind of processes are set up to maintain continuity in the event of disaster will obviously vary but it is intriguing to see how different organizations meet the challenges presented in disaster recovery

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  9. Kelly Conger says

    October 22, 2023 at 6:07 pm

    Business impact analysis (BIA), disaster recovery plan (DRP), and business continuity management (BCM) are interconnected components of an organization’s comprehensive strategy for maintaining resilience in the face of disruptions. BIA serves as the foundation for both DRP and BCM. It thoroughly assesses an organization’s critical business functions and the potential consequences of disorders to those functions. BIA identifies essential processes, evaluates disruptions’ potential financial and operational impacts, and prioritizes recovery efforts. The DRP, informed by the BIA, outlines steps and procedures to restore critical functions and minimize downtime during disruptions. It focuses on technical aspects of recovery, such as data restoration, system recovery, and infrastructure repair.

    BCM encompasses a broader scope, encompassing the overall strategy for maintaining business operations during and after disruptive events. It builds upon insights from BIA and DRP to develop a comprehensive plan for maintaining continuity across all aspects of the organization. BCM focuses on maintaining essential services, managing communications, and ensuring the organization can function during and after disruptions.

    The relationship between BIA, DRP, and BCM can be summarized as:

    + BIA provides the foundation for understanding critical functions and potential impacts.

    + DRP focuses on the technical aspects of restoring critical IT systems and infrastructure.

    + BCM encompasses the broader strategy for maintaining overall business operations during and after a disruption.

    These three components are essential for organizations that want to be prepared for the unexpected. By conducting a BIA, developing a DRP, and implementing a BCM program, organizations can significantly reduce the impact of disruptions and ensure that they can continue to serve their customers and stakeholders even in the most challenging circumstances.

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    • Alyanna Inocentes says

      October 22, 2023 at 10:08 pm

      The relationship between Business Impact Analysis (BIA), Disaster Recovery Plan (DRP), and Business Continuity Management (BCM) is critical. This synergy ensures that organizations are well-prepared to navigate disruptions, minimize downtime, and maintain essential services even during unexpected challenges. I wonder how organizations guarantee that the effectiveness between BIA, DRP, and BCM are continually relevant with the continuously evolving cybersecurity threats?

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      • Ashley A. Jones says

        October 24, 2023 at 11:17 pm

        That is a good question, Alyanna, and I am not sure if it is rhetorical but upon doing research for another response, with everything evolving especially economic factors, it seems hard for many organizations to plan then execute even a BIA and DRP. When really thinking these scenarios through, a lot of these scenarios can truly lie within hypotheticals. Many orgs just do not (or do not realize they) have the resources to fully think through and test these hypotheticals. My thought here is that guaranteeing the effectiveness while factoring in more advanced cybersecurity threats would be best by utilizing a separate project team that engages in purple team exercises, having another team focused on BC infrastructure/costs then updating the DRP and BCP accordingly.

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  10. Akiyah says

    October 22, 2023 at 8:08 pm

    Business Impact Analysis (BIA), Disaster Recovery Plan (DRP), and Business Continuity Management (BCM) are vital components of an organization’s disaster recovery planning efforts. They collectively aim to minimize disruptions, data loss, and facilitate the restoration of critical systems.

    The BIA serves as the starting point for disaster recovery planning, helping identify critical business operations. It plays a key role in planning, resource allocation, and system prioritization.

    Once the BIA identifies critical systems, the DRP utilizes this information to focus on the recovery and restoration of information systems and critical data necessary for business operations.

    Business Continuity Management expands on the BIA’s findings and encompasses more than technical recovery. It includes non-technical assets such as personnel and facilities.

    All three components go/work together to ensure an organization’s effective and timely response to disruptions, enabling the maintenance of essential business functions and the minimization of downtime.

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    • Ikenna Alajemba says

      October 22, 2023 at 9:12 pm

      Understandably from your post, the foundational pillars of effective disaster recovery planning—Business Impact Analysis (BIA), Disaster Recovery Plan (DRP), and Business Continuity Management (BCM)—together ensure critical system restoration, reducing downtime and data loss. Again, BIA focuses on identifying key operations, which informs DRP’s recovery strategies. BCM broadens this view to include non-technical elements, such as staff and infrastructure. Proactively implemented, these components ensure swift, comprehensive responses to disruptions, securing essential business functions.

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  11. Alyanna Inocentes says

    October 22, 2023 at 9:18 pm

    Business Impact Analysis (BIA), Disaster Recovery Plan (DRP), and Business Continuity Management (BCM) are interconnected elements of an organization’s preparedness strategy for disruptions.

    The BIA initiates the process by identifying and prioritizing critical business functions and assessing potential impacts. Its findings guide the creation of a DRP, which specifically addresses the recovery of IT systems and technology infrastructure. The broader context of business continuity management (BCM) encompasses both the BIA and the DRP, forming a comprehensive strategy for maintaining essential operations during disruptions. BCM goes beyond IT recovery, addressing crisis management, communication, facilities, and organizational resilience. Together, these components ensure that an organization is well-prepared to respond effectively to a wide range of disruptions, from natural disasters to cyberattacks, and continue operations with minimal interruption.

    Overall:
    BIA identifies critical functions and sets recovery priorities.
    DRP focuses on the recovery of IT systems based on the BIA’s findings.
    BCM encompasses the overall strategy, including BIA and DRP, and extends to all aspects of maintaining business operations during disruptions.

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    • Michael Obiukwu says

      October 22, 2023 at 11:49 pm

      Hi Alyanna,
      Well articulated .
      In addition, I feel that Business Impact Analysis (BIA), Disaster Recovery Plan (DRP), and Business Continuity Management (BCM) shape a corporate strategy aptly poised for disruption preparedness. BIA embarks on the journey of identifying pivotal business functions, prioritizing them, and assessing potential impacts. It fuels the establishment of a DRP that outlines the restoration of IT systems and technological infrastructure. BCM, enveloping both BIA and DRP, shapes a holistic blueprint to uphold essential operations amid interruptions, stretching beyond IT resilience. It incorporates crisis management, communication pathways, facility safeguards, and fortifies organizational resilience. Collectively, these elements arm a business with readiness against a broad spectrum of disruptions, from natural disasters to cyberattacks, ensuring seamless operations. Briefly, BIA identifies pivotal functions, DRP focuses on IT system recovery based on BIA’s insights, while BCM wraps around the comprehensive strategy, encapsulating all aspects of disruption-proofing business operations.

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  12. Unnati Singla says

    October 22, 2023 at 11:12 pm

    The company’s disaster recovery strategy must include Business Continuity Management (BCM), Disaster Recovery Plan (DRP), and Business Impact Analysis (BIA). When combined, they seek to reduce interruptions, prevent data loss, and make it easier for critical systems to recover. The first phase is the BIA, which identifies important business processes. It is essential to planning, allocating resources, and setting priorities for the system.

    The DRP concentrates on recovering and restoring information systems and crucial data required for business operations using the insights from the BIA. The results of the BIA are expanded upon in Business Continuity Management, which addresses more than just technical recovery. Non-technical assets like staff and facilities are also included.
    They enable an organization to react to disruptions efficiently and quickly, preserving critical business operations and reducing downtime.

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    • Marc Greenberg says

      October 23, 2023 at 5:58 pm

      You covered prety much all of it. I would also suggest that you include a playbook i and / or plan that is written to determine steps taken and who does what and when. In all cases you need to practice and test the outcomes. As you business and systems changes these will also need to change with it.

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      • Unnati Singla says

        October 24, 2023 at 10:58 pm

        Hi Marc, thank you for including that. I agree with you that steps taken in order to actually work towards recovery and practice the outcomes is also important. The business or systems will continue to scale and grow as the company grows, and these components need to be revised periodically to make sure that everything is in place for if / when a disaster occurs.

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  13. Alex Ruiz says

    October 22, 2023 at 11:39 pm

    They’re interconnected and all essential for a effective recovery from a disaster, the business impact analysis serves as the foundation for the others. It assesses impact of disruption on crucial business functions, and helps identify recovery time objectives and recovery point objectives. Disaster recovery plan focuses mostly on data, its the outline for procedures and how to restore IT systems after a disaster or disruption it uses BIA to build an effective DRP, DRPs are a part of business continuity management. BCM is the total response which includes both BIA and DRPs. it ensures that critical business functions can continue during and after a disaster. Basically BIA focuses on critical business functions, DRP on IT systems and BCM is the more overall and the whole broad framework which encompasses the other two and that includes policies, procedures, plans, training, all other efforts to ensure the organization is able to continue operating in the case of a disruption/disaster.

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  14. Michael Obiukwu says

    October 22, 2023 at 11:40 pm

    In the sphere of Unit 09’s business continuity and disaster recovery, one may inquire about the nexus that binds the concept of Business Impact Analysis (BIA), a Disaster Recovery Plan (DRP) and the principles of Business Continuity Management (BCM). The dynamics between these three distinct, yet interlinked areas, is of paramount importance in understanding their efficacy in the preservation and stability of an organization, particularly when confronted with unexpected disruptions.

    At the beginning of this triad is BIA, which fundamentally, provides a clear picture of an organization’s most crucial operations and resources, along with the potential ramifications if these operations should cease or resources become unavailable. It precisely evaluates the possible financial or operational impact that may ensue from these interruptions, and hence can be seen as the cornerstone guiding the development of resilient strategies.

    Next in line is the DRP, which executes the strategies birthed out of the BIA. This carefully crafted scheme essentially presents action-oriented procedures and methodologies to mitigate the risks identified by the BIA and subsequently, ensures the swift re-establishment of critical business processes. In essence, the DRP serves as a roadmap to navigate an organization safely through an emergency or disaster scenario, sustaining its operational efficiency and minimizing downtime.

    Lastly, we encounter BCM, an overarching framework that encompasses the BIA and DRP. It embodies an ongoing, comprehensive process that guarantees the continuity or recovery of systems and operations, taking into consideration the insights from the BIA and actions outlined in the DRP. The ultimate goal of BCM is to shield organizations from potential threats and ensure a seamless transition and recovery post any disruption.

    In summation, BIA, DRP and BCM are interlaced components within an organization’s arsenal for disaster prevention and mitigation. BIA, being the foundation, paints a realistic picture of potential vulnerabilities and impacts. DRP then materializes these insights into an actionable strategic plan, which is incorporated and overseen within the BCM’s holistic structure to ensure sustainability, continuity, and resilience in the face of adversity. By comprehending the coalescing relationship amongst these components, an organization can truly fortify its defenses against unforeseen business interruptions and disasters.

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    • Alex Ruiz says

      October 24, 2023 at 11:06 pm

      Michael your breakdown of the relationship between business impact analysis, disaster recovery plan, and business continuity management is spot on. An additional consideration might be the need for regular testing and exercises that involve all three components to ensure that the plans and strategies are effective in real-world scenarios. how do you think organizations can best coordinate and use these tests to assess their overall readiness in the event of a disaster or disruption?

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Weekly Discussions

  • Unit 01: Understanding an Organization's Risk Environment (5)
  • Unit 02: Case Study 1 – Snowfall and a stolen laptop (2)
  • Unit 02: Data Classification Process and Models (6)
  • Unit 03: Risk Evaluation (6)
  • Unit 04: Case Study 2 – Autopsy of a Data Breach – The Target Case (4)
  • Unit 05: Creating a Security Aware Organization (6)
  • Unit 06: Physical and Environmental Security (6)
  • Unit 08: Case Study 3 – A Hospital Catches the "Millennium Bug" (3)
  • Unit 09: Business Continuity and Disaster Recovery (6)
  • Unit 10: Network Security (6)
  • Unit 11: Cryptography, Public Key Encryption and Digital Signature (6)
  • Unit 12: Identity Management and Access Control (6)
  • Unit 13: Computer Application Security (6)
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