Financial/Operations Intern
One of the compliance obligations First Equity must adhere to is the yearly Office of Foreign Asset Control requirements for their consumer credit card program. I worked within a small team to ensure that all requirements were completed. My role was to analyze the list of their persons of interest and confirm that none of their persons matched with any of First Equity’s clients. I confirmed to my upper team member that no person on Foreign Asset Control’s list were one of their clients. He confirmed this to management who worked directly with the regulatory office.