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  • About
  • Structure
  • Schedule
    • First Half of the Semester
      • Week 1: Introduction
      • Week 2: Business Process; Assertions
      • Week 3: Fraud, P2P Controls
      • Week 4: OTC Process, Types of Controls
      • Week 5: Inventory & Shipping Controls
      • Week 6: Invoicing & Collection Controls
      • Week 7: IT vs. SAP Controls, Security 1
    • Second Half of the Semester
      • Week 8: Security: Roles, Finance Process & Controls
      • Week 9: Security: User Management, Segregation of Duties
      • Week 10: Data, SOD/SAT Review
      • Week 11: Change Management, Development
      • Week 12: Auditing, Table Security, Risk / Control Framework
      • Week 13: SAP Futures, Special System Access (updated Nov 30)
      • Week 14: Character vs. Controls
  • Assignments
    • Exercise 1: Procure to Pay
    • Exercise 2: Order to Cash
    • Exercise 3: Journal Entries
    • Exercise 4: Segregation of Duties (SOD)
    • Final Exercise: Risk-Controls Framework
    • Extra Credit Assignment
  • Roster / Schedule / Teams
  • Webex
  • Gradebook

Auditing Controls in ERP Systems

ERP Systems

Exams

Final Exam: Take December 17-19

December 13, 2016 by Edward N Beaver

The final exam of the semester will be conducted by Blackboard (you should see the link when you logon to Blackboard).  The exam will be available to take starting Saturday December 17 and must be completed by end-of-day Monday December 19.

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Week 11  through the end of the semester (topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 7 and Week 12 11) may also be included on the exam.
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam is approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to this real-world like small business case.  You are invited to pre-read, print, etc. prior to the exam.

Exam 2: Take November 11 – 13

November 8, 2016 by Edward N Beaver

The second exam of the semester will be conducted by Blackboard (you should see the link when you logon to Blackboard).  The exam is available to take from Friday November 11 through Sunday November 13 (midnight).

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Weeks 7 – 10.  Note topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 7) may also be included on the exam.
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam is approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to this real-world like small business case.  You are invited to pre-read, print, etc. prior to the exam.

Exam 2: Coming up November 11 – 13

November 3, 2016 by Edward N Beaver

A reminder that the second exam of the semester will be conducted by Blackboard and must be completed between Friday November 11 and Sunday November 13 (midnight).

Some specifics:

  • Questions mainly focus on course content (on-line and from class) from Weeks 7 – 10.  Note topics listed on any ‘Overview’ or ‘Review’ slides.
  • Some questions from prior material (see Review slides from Week 7) may also be included on the exam.
  • Test will be conducted via Blackboard – you must complete between Friday November 11 and Sunday November 13 (midnight).
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam will be approximately 25 questions (variety of formats i.e. Fill in blank, multiple choice)
  • Some of the questions relate to a real-world like small business case.  I’ll publish case which you can pre-read, print, etc. Tuesday prior to the exam.

Exam 1: Take October 7 – 9

October 5, 2016 by Edward N Beaver

The first exam of the semester will be conducted by Blackboard (you should see the link when you logon to Blackboard).  The exam is available to take from Friday October 7 through Sunday October 9 (midnight).

Some specifics:

  • Questions relate to course content (on-line and from class) through Week 5 (October 3)
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam is 21 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to this real-world like small business case.  You are invited to pre-read, print, etc. prior to the exam.

Exam 1: Coming up October 7 – 9

September 30, 2016 by Edward N Beaver

A reminder that the first exam of the semester will be conducted by Blackboard and must be completed between Friday October 7 and Sunday October 9 (midnight).

Some specifics:

  • Will include course content (on-line and from class) through Week 5 (October 3)
  • Test will be conducted via Blackboard – you must complete between Friday October 7 and Sunday October 9 (midnight).
  • Maximum amount of time to complete the exam is 40 minutes
  • Exam will be approximately 21 questions (variety of formats i.e. Fill in blank, multiple choice
  • Some of the questions relate to a real-world like small business case.  I’ll publish case which you can pre-read, print, etc. Tuesday prior to the exam.

Primary Sidebar

Weekly Discussions

  • Assignments (11)
  • Exams (5)
  • General (6)
  • Real World Control Failure Presentations (27)
  • Week 01: Introduction (4)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (3)
  • Week 08: Security 2, Finance 2 (2)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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