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  • Structure
  • Schedule
    • First Half of the Semester
      • Week 1: Introduction
      • Week 2: Business Process; Assertions
      • Week 3: Fraud, P2P Controls
      • Week 4: OTC Process, Types of Controls
      • Week 5: Inventory & Shipping Controls
      • Week 6: Invoicing & Collection Controls
      • Week 7: IT vs. SAP Controls, Security 1
    • Second Half of the Semester
      • Week 8: Security: Roles, Finance Process & Controls
      • Week 9: Security: User Management, Segregation of Duties
      • Week 10: Data, SOD/SAT Review
      • Week 11: Change Management, Development
      • Week 12: Auditing, Table Security, Risk / Control Framework
      • Week 13: SAP Futures, Special System Access (updated Nov 30)
      • Week 14: Character vs. Controls
  • Assignments
    • Exercise 1: Procure to Pay
    • Exercise 2: Order to Cash
    • Exercise 3: Journal Entries
    • Exercise 4: Segregation of Duties (SOD)
    • Final Exercise: Risk-Controls Framework
    • Extra Credit Assignment
  • Roster / Schedule / Teams
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Auditing Controls in ERP Systems

ERP Systems

Extra Credit Assignment

Background

Context is Global Bike Inc. (GBI) that we’ve used in all other course assignments.

You are an auditor in GBI’s internal auditing team.  As a result of your work at GBI you’ve uncovered a significant risk in one of GBI’s business processes.  You’ve made this risk known to your manager who requested that you investigate what potential changes / controls should be put in place to address the risk.

Assignment

You have the opportunity to address the audit committee of the board to discuss the risk you’ve uncovered in your work and recommended changes / controls.  Unfortunately, the agenda is packed and you only have 5 minutes to make your presentation.

Deliverables

  1. Brief (1 slide?) Powerpoint slide(s)
  2. Brief script of what you plan to say to the audit committee

Grade

Treat like a ½ credit Assignment Exercise.  Full credit can yield extra 4 points in final grade (e.g. raise a grade of 90 to an 94)

Grading Rubric

  • Substantive content related to class content           2
  • Concise, clear message appropriate for audience   2
  • Convincing argument, message                                  1

Due:   Send deliverables to professor by Tuesday December 13  Wednesday December 14

Primary Sidebar

Weekly Discussions

  • Assignments (11)
  • Exams (5)
  • General (6)
  • Real World Control Failure Presentations (27)
  • Week 01: Introduction (4)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (3)
  • Week 08: Security 2, Finance 2 (2)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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