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  • Structure
  • Schedule
    • First Half of the Semester
      • Week 1: Introduction
      • Week 2: Business Process; Assertions
      • Week 3: Fraud, P2P Controls
      • Week 4: OTC Process, Types of Controls
      • Week 5: Inventory & Shipping Controls
      • Week 6: Invoicing & Collection Controls
      • Week 7: IT vs. SAP Controls, Security 1
    • Second Half of the Semester
      • Week 8: Security: Roles, Finance Process & Controls
      • Week 9: Security: User Management, Segregation of Duties
      • Week 10: Data, SOD/SAT Review
      • Week 11: Change Management, Development
      • Week 12: Auditing, Table Security, Risk / Control Framework
      • Week 13: SAP Futures, Special System Access (updated Nov 30)
      • Week 14: Character vs. Controls
  • Assignments
    • Exercise 1: Procure to Pay
    • Exercise 2: Order to Cash
    • Exercise 3: Journal Entries
    • Exercise 4: Segregation of Duties (SOD)
    • Final Exercise: Risk-Controls Framework
    • Extra Credit Assignment
  • Roster / Schedule / Teams
  • Webex
  • Gradebook

Auditing Controls in ERP Systems

ERP Systems

Week 14: Character vs. Controls

Read the following in textbook The Road to Character by Brooks, David.

  • Chapter 1   (The Shift)
  • Chapter 3   (Self-Conquest)
  • Chapter 5   (Self-Mastery)

Watch These videos about SAP’s GRC (Governance, Risk & Compliance) module.

  • My video about SAP’s GRC (Governance, Risk & Compliance).  Here are slides
  • SAP video about Honeywell’s use GRC (1 view of risk)
  • SAP video about Exxaro’s use GRC (Linking Risk with Business Performance)

Read the following in textbook Auditing and GRC Automation in SAP (AGAS) by Chuprunov, Maxim

  • AGAS Chapter 4.3 (SAP GRC)

Review the lecture slides and notes for Week 14:  SAP, GRC, Character (Note: I’ve added a couple slides since the lecture – thanks to what you taught me)

Recording of Week 14’s class.  Note: Due to my error, I didn’t capture the lecture portion of class, just the exercise portion.  However, none of the lecture portion will be on the exam.

Primary Sidebar

Weekly Discussions

  • Assignments (11)
  • Exams (5)
  • General (6)
  • Real World Control Failure Presentations (27)
  • Week 01: Introduction (4)
  • Week 02: Business Process; Assertions (4)
  • Week 03: Fraud, P2P Controls (2)
  • Week 04: OTC Process, Types of Controls (3)
  • Week 05: Inventory & Shipping Controls (3)
  • Week 06: Invoicing & Collection Controls (1)
  • Week 07: General IT vs. SAP Controls, Security 1 (3)
  • Week 08: Security 2, Finance 2 (2)
  • Week 09: Security: User Mgmt, Segregation of Duties (2)
  • Week 10: Data; SOD/SAT Review (2)
  • Week 11: Change Management, Development (3)
  • Week 12: Table Security, Control Framework (2)
  • Week 13: SAP Futures, Special System Access (2)
  • Week 14: Character vs. Controls (4)

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